Date authorised
1 April 2013
Companies House
01494855
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 16-22
    Abbey Trading Estate
    Canning Road
    London
    E15 3NW
    UNITED KINGDOM
    Phone
    +4402085975767
  • Complaints Contact

    Unit 16-22
    Abbey Trading Estate
    Canning Road
    London
    E15 3NW
    UNITED KINGDOM
    Phone
    +4402085975767

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Athol Bruce Burke

    IRN ABB00012

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Athol Bruce Burke

    IRN ABB00011

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (20 Sep 2004 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (20 Sep 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Sep 2004 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Benedict Burke

    IRN BXB00410

    • SMF3 Executive Director (since 1 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.