Date authorised
1 April 2013
Companies House
OC373141
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sanders Road
    Finedon Road Industrial Estate
    Wellingborough
    Northamptonshire
    NN8 4BX
    UNITED KINGDOM
    Phone
    +441933848841
  • Complaints Contact

    Sanders Road
    Finedon Road Industrial Estate
    Wellingborough
    Northamptonshire
    NN8 4BX
    UNITED KINGDOM
    Phone
    +441933440077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Bates

    IRN DXB00547

    • [FCA CF] Significant management (9 Dec 2019 to 18 Mar 2024)
  • David Thomas McAree Young

    IRN DTY01004

    • CF4 Partner (1 Oct 2012 to 31 Dec 2017)
  • Guy Baxter

    IRN GXB00322

    • SMF27 Partner (26 Apr 2024 to 1 Aug 2025)
    • [FCA CF] Significant management (2 Jun 2020 to 19 Mar 2024)
  • James Innes

    IRN JXI00032

    • [FCA CF] Significant management (28 Apr 2020 to 20 Mar 2024)
  • James White

    IRN JXW00580

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jane Bean

    IRN JAB01399

    • [FCA CF] Significant management (since 5 Nov 2025)
  • Jonathan Benedict McIrvine

    IRN JBM01081

    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • CF4 Partner (6 Apr 2014 to 8 Dec 2019)
  • Karen Hunt

    IRN KXH00318

    • [FCA CF] Significant management (1 Jan 2022 to 18 Mar 2024)
  • Kelly Marie Fay

    IRN KXF00130

    • [FCA CF] Significant management (1 Feb 2021 to 1 Jan 2024)
  • Lydia Courtice

    IRN LXC00279

    • SMF16 Compliance Oversight (since 28 Apr 2022)
    • SMF27 Partner (2 Apr 2024 to 1 Aug 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.