BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD.

• Principal Place of Business

  Floor 8

  10 Exchange Square

  London

  EC2A 2BR

  UNITED KINGDOM

  Phone

  +442075886166

  Web

  https://www.bbh.com

• Complaints Contact

  Floor 8

  10 Exchange Square

  London

  EC2A 2BR

  UNITED KINGDOM

  Phone

  +442075886166

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jean-Phillippe Pierre Bouton

  IRN JPB01249

  • CF30 Customer (5 May 2009 to 17 Apr 2013)
• Jeffrey Alan Teisch

  IRN JAT01157

  • CF28 Systems and controls (15 Jan 2013 to 3 Apr 2017)
  • CF29 Significant management (15 Mar 2010 to 3 Dec 2012)
• Jeffrey Daymon Coaxum

  IRN JDC01173

  • CF28 Systems and controls (6 May 2008 to 20 Jul 2009)
• Jeffrey Robert Holland

  IRN JRH01200

  • CF8 Apportionment and Oversight (19 Apr 2005 to 31 Oct 2007)
  • CF1 Director (19 Apr 2005 to 3 Sep 2013)
• Jessica Kindell Winchell

  IRN JXW00486

  • SMF16 Compliance Oversight (since 13 Jul 2021)
• Joachim Krinke

  IRN JXK01145

  • CF30 Customer (28 Oct 2010 to 12 Mar 2013)
• John Pickering

  IRN JXP01225

  • CF1 Director (1 Dec 2001 to 28 Jul 2003)
• Joseph Forde

  IRN JJF01083

  • [FCA CF] Material risk taker (since 11 Jul 2022)
  • [FCA CF] Client dealing (since 11 Jul 2022)
• Julian Francis Howlett

  IRN JXH00268

  • [FCA CF] Material risk taker (since 9 Dec 2020)
• Julien Colomb

  IRN JXC02386

  • CF30 Customer (30 Dec 2010 to 24 May 2012)

No changes recorded yet.