BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD.

Date authorised
1 April 2013
Companies House
03720188
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 8
    10 Exchange Square
    London
    EC2A 2BR
    UNITED KINGDOM
    Phone
    +442075886166
    Web
    https://www.bbh.com

  • Complaints Contact

    Floor 8
    10 Exchange Square
    London
    EC2A 2BR
    UNITED KINGDOM
    Phone
    +442075886166

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ciaran Sean McNamee

    IRN CSM01041

    • CF30 Customer (1 Nov 2007 to 27 Mar 2008)
    • CF21 Investment Adviser (25 Mar 2004 to 31 Oct 2007)
  • Dane Leo William Branagh

    IRN DLB01107

    • CF30 Customer (1 Dec 2009 to 1 Apr 2011)
  • Dara O'Sullivan

    IRN DXO01388

    • [FCA CF] Client dealing (9 Dec 2020 to 31 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2020 to 31 May 2021)
    • CF30 Customer (16 May 2016 to 8 Dec 2019)
  • Darren James Price

    IRN DJP01313

    • CF30 Customer (26 Apr 2010 to 5 Sep 2012)
  • David John Bilbe

    IRN DJB01231

    • CF8 Apportionment and Oversight (6 Feb 2002 to 15 Jul 2003)
    • CF3 Chief Executive (6 Feb 2002 to 15 Jul 2003)
    • CF1 Director (6 Feb 2002 to 15 Jul 2003)
  • Diana Rossella

    IRN DXR01504

    • CF26 Customer Trading (7 Dec 2006 to 21 May 2007)
  • Dominic De Sales La Terriere

    IRN DXD00265

    • [FCA CF] Client dealing (since 20 Apr 2022)
    • [FCA CF] Material risk taker (since 20 Apr 2022)
  • Douglas Aidan Donahue

    IRN DAD01039

    • CF1 Director (1 Dec 2001 to 20 Mar 2009)
  • Duncan Allen Clark

    IRN DAC01159

    • CF1 Director (1 Dec 2001 to 30 Jul 2002)
  • Edward Joseph Williams

    IRN EJW01052

    • CF1 Director (1 Dec 2001 to 30 Jul 2004)
    • CF13 Finance (1 Dec 2001 to 30 Jul 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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