BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD.

• Principal Place of Business

  Floor 8

  10 Exchange Square

  London

  EC2A 2BR

  UNITED KINGDOM

  Phone

  +442075886166

  Web

  https://www.bbh.com

• Complaints Contact

  Floor 8

  10 Exchange Square

  London

  EC2A 2BR

  UNITED KINGDOM

  Phone

  +442075886166

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stuart Parris

  IRN SXP01353

  • CF30 Customer (26 Oct 2010 to 2 May 2018)
• Susan Clark Livingston

  IRN SCL01040

  • CF1 Director (1 Dec 2001 to 11 Apr 2011)
• Tamie Elizabeth Gardner

  IRN TEG01019

  • CF30 Customer (5 Sep 2008 to 1 Apr 2010)
• Thomas Morgan John Wade

  IRN TMW01085

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • CF30 Customer (16 Sep 2013 to 8 Dec 2019)
• Timothy John Peters

  IRN TJP01060

  • CF21 Investment Adviser (8 Nov 2004 to 14 Apr 2005)
• Tsvetelina Vladimirova Komileva

  IRN TVK01001

  • CF30 Customer (12 Apr 2011 to 21 Oct 2011)
• Victoria Anne McCarthy

  IRN VAM01027

  • CF26 Customer Trading (12 Dec 2006 to 10 Apr 2007)
• Vinil Varghese

  IRN VXV01051

  • CF30 Customer (1 Nov 2007 to 3 Oct 2012)
  • CF26 Customer Trading (8 Dec 2006 to 31 Oct 2007)
• Walter Henry Rupert Wilkes

  IRN WHW01009

  • CF1 Director (15 Jun 2011 to 17 May 2013)
  • CF30 Customer (16 Dec 2010 to 17 May 2013)
  • CF29 Significant management (16 Dec 2010 to 3 Dec 2012)
• William Brophy Tyree

  IRN WBT00006

  • CF1 Director (11 May 2006 to 16 Mar 2012)

No changes recorded yet.