Brooklands Fund Management Limited

Date authorised
20 June 2017
Companies House
10170491
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +442072918166
    Web
    https://www.brooklandsfund.com

  • Complaints Contact

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +4402072918166

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martijn Gerardus Roeland Geers

    IRN MGG01067

    • [FCA CF] Client dealing (since 29 Oct 2025)
    • CF30 Customer (since 23 Oct 2025)
    • CF1 Director (AR) (since 23 Oct 2025)
  • Mauro Grandinetti

    IRN MXG01627

    • CF1 Director (AR) (since 27 Jul 2023)
    • CF30 Customer (since 9 Mar 2023)
  • Max Thenard

    IRN MXT01558

    • CF30 Customer (since 13 Dec 2023)
    • CF1 Director (AR) (since 13 Dec 2023)
  • Maximilian Peric

    IRN MXP00739

    • CF30 Customer (21 Aug 2023 to 17 Nov 2023)
  • Maximillian Dodd-Noble

    IRN MXD00828

    • CF30 Customer (15 Jan 2025 to 1 May 2025)
  • Maysara Hammouda

    IRN MXH00741

    • CF30 Customer (31 Mar 2022 to 31 Oct 2023)
    • CF1 Director (AR) (31 Mar 2022 to 31 Oct 2023)
  • Michael David Williams

    IRN MDW01154

    • SMF16 Compliance Oversight (since 12 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Feb 2024)
    • [FCA CF] Client dealing (since 21 Sep 2023)
    • [FCA CF] Manager of certification employee (since 30 May 2022)
    • [FCA CF] Material risk taker (since 30 May 2022)
    • [FCA CF] Significant management (since 19 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2020)
    • CF10 Compliance Oversight (20 Jun 2017 to 8 Dec 2019)
    • CF1 Director (20 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (20 Jun 2017 to 8 Dec 2019)
    • CF3 Chief Executive (20 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jun 2017 to 8 Dec 2019)
  • Michael Ricardo Hart

    IRN MXH01752

    • CF30 Customer (19 Feb 2025 to 23 Jul 2025)
  • Michael Williams

    IRN MXW00569

    • [FCA CF] Material risk taker (23 May 2022 to 24 May 2022)
    • [FCA CF] Manager of certification employee (23 May 2022 to 24 May 2022)
  • Mikhail Afanasyev

    IRN MXA02378

    • [FCA CF] Client dealing (since 15 Jan 2024)
    • CF30 Customer (20 Jun 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.