Brookfield Global Business Advisor Limited

Date authorised
24 May 2017
Companies House
09814435
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 25
    1 Canada Square
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +442076593500
    Web
    https://www.brookfield.com

  • Complaints Contact

    Level 25
    1 Canada Square
    London
    E14 5AA
    UNITED KINGDOM
    Phone
    +442076593500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tim Cowan

    IRN TXC00129

    • [FCA CF] Manager of certification employee (11 Mar 2021 to 10 Jun 2022)
    • [FCA CF] Client dealing (11 Mar 2021 to 10 Jun 2022)
  • Timo Reffke

    IRN TXR00148

    • [FCA CF] Client dealing (31 Jan 2023 to 30 Jan 2026)
  • Toby Bardavid

    IRN TXB75578

    • [FCA CF] Manager of certification employee (since 14 Mar 2025)
    • [FCA CF] Client dealing (since 11 Mar 2021)
    • [FCA CF] Manager of certification employee (14 Nov 2022 to 31 Mar 2024)
  • Tristan Tully

    IRN TXT00073

    • SMF3 Executive Director (since 7 Aug 2023)
    • [FCA CF] Manager of certification employee (since 14 Nov 2022)
    • [FCA CF] Client dealing (since 11 Mar 2021)
  • Vilong William Lu

    IRN VXL00068

    • [FCA CF] Client dealing (28 Mar 2023 to 30 Apr 2024)
  • Vladimir Vukic

    IRN VXV10660

    • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
  • Xander Gelink

    IRN XXG00004

    • [FCA CF] Client dealing (since 28 Mar 2023)
  • Xinyu Liu

    IRN XXL72286

    • [FCA CF] Client dealing (since 27 Feb 2023)
  • Yannik Spang

    IRN YXS00152

    • [FCA CF] Client dealing (since 17 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

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