BROMWALL LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Alan Walton
IRN DAW01168
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Janet Irene Walton
IRN JIW01007
- SMF3 Executive Director (9 Dec 2019 to 14 Jan 2026)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Roy Alan Walton
IRN RAW01138
- SMF3 Executive Director (9 Dec 2019 to 25 Feb 2021)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Mr Nayan Thakrar
FRN 545967 · Appointed 11 Apr 2011
Brittain Marketing Services Ltd (no longer appointed)
FRN 672611 · Appointed 19 Feb 2015 · Until 6 Nov 2017
Michael Stapleton (no longer appointed)
FRN 579568 · Appointed 18 Apr 2012 · Until 7 Jan 2014
Mark Prosser (no longer appointed)
FRN 504685 · Appointed 7 Aug 2009 · Until 30 Nov 2009
Watford & West Herts Chamber of Commerce (no longer appointed)
FRN 493533 · Appointed 23 Dec 2008 · Until 6 Nov 2017
Hertfordshire Chamber of Commerce (no longer appointed)
FRN 194864 · Appointed 22 Sep 2006 · Until 6 Nov 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.