Brompton Asset Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
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Complaints Contact
12 Hay HillWestminsterLondonW1J 8NRUNITED KINGDOM- Phone
- +442074082305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Francis James Cole
IRN FXC00034
- SMF1 (AR) Chief Executive function (3 May 2023 to 9 Aug 2023)
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Georgina Martin
IRN GXM00519
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
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Henrietta Rose Williams
IRN HXW00155
- [FCA CF] Functions requiring qualifications (19 Oct 2022 to 15 Jan 2024)
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Hugton Fitzgerald Alphonso Campbell
IRN HXC00143
- [FCA CF] Functions requiring qualifications (17 Aug 2021 to 19 Dec 2023)
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Imtiaz Khan
IRN IXK00028
- Appointed representative dealing with clients for which they require qualification (20 Aug 2021 to 11 Jan 2024)
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Jordan William Valentine
IRN JXV00050
- Appointed representative dealing with clients for which they require qualification (17 Aug 2021 to 19 Dec 2023)
- CF1 Director (AR) (8 Apr 2021 to 29 Mar 2022)
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Julian Martin John Burton
IRN JXB00329
- Appointed representative dealing with clients for which they require qualification (17 Aug 2021 to 30 Jun 2024)
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Julie McDonagh
IRN JXM01380
- [FCA CF] Functions requiring qualifications (25 May 2023 to 23 Apr 2025)
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Karolina Marcinow
IRN KXM25965
- Appointed representative dealing with clients for which they require qualification (3 Aug 2021 to 28 Apr 2025)
- [FCA CF] Functions requiring qualifications (3 Aug 2021 to 28 Apr 2025)
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Kashif Bashir
IRN KXB00504
- CF1 Director (AR) (17 Apr 2023 to 15 Jan 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Somerset Financial Services Limited (no longer appointed)
FRN 808141 · Appointed 28 Apr 2021 · Until 2 Nov 2021
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Quantum Financial Advisers Ltd (no longer appointed)
FRN 843380 · Appointed 25 Apr 2021 · Until 15 Oct 2023
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Oaktree Property Finance (no longer appointed)
FRN 948978 · Appointed 14 Apr 2021 · Until 20 Jun 2025
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Julian Martin John Burton (no longer appointed)
FRN 747962 · Appointed 28 Mar 2021 · Until 30 Jun 2024
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The Mortgage Brigade Ltd (no longer appointed)
FRN 832147 · Appointed 23 Mar 2021 · Until 6 Sep 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.