Bromley Capital Partners (UK) LTD

Date authorised
1 February 2018
Companies House
09305366
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14th Floor
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +4402074479000
    Web
    https://www.bromleypartners.com

  • Complaints Contact

    14th Floor
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +442074479000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Share

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Share

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jiaying Yu

    IRN JXY01157

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (31 Oct 2019 to 8 Dec 2019)
    • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)
  • Xiaoxiao Yin

    IRN XXY01039

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.