Date authorised
3 April 2020
Companies House
12439816
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ashley House
    9 Embankment
    Riverview
    Stockport
    Greater Manchester
    SK4 3GN
    UNITED KINGDOM
    Phone
    +4401617571900
  • Complaints Contact

    Ashley House,
    9 Embankment
    Riverview
    Stockport
    Greater Manchester
    SK4 3GN
    UNITED KINGDOM
    Phone
    +4401617571900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher McEnaney

    IRN CXM02853

    • SMF3 Executive Director (since 28 Mar 2026)
  • Daniel David Tiberius Lloyd-John

    IRN DXL28541

    • Responsible for Insurance Distribution (since 3 Apr 2020)
    • SMF3 Executive Director (since 3 Apr 2020)
  • Gary Ward

    IRN GXW00444

    • SMF16 Compliance Oversight (since 2 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.