Broadleaf Management Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Broadleaf Management Services LtdThe CrossBurleyRingwoodHampshireBH24 4ABUNITED KINGDOM- Phone
- +4401425403767
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Complaints Contact
Broadleaf Management Services LtdThe CrossBurleyRingwoodHampshireBH24 4ABUNITED KINGDOM- Phone
- +4401425403767
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David John Lofts
IRN DJL01181
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Nov 2005)
- CF8 Apportionment and Oversight (14 Jan 2005 to 30 Nov 2005)
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Diane Taylor
IRN DXT00119
- Director of firm who is not a certification employee or a SMF manager (since 9 Jan 2021)
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Elaine Marion Hanington
IRN EXH00097
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
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Nicholas John Pickerill
IRN NJP01115
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.