Broad & Co.Wealth Management Ltd

FRN: 925336
Companies House: 09036869
Last scraped: 2 weeks ago

This firm operates as an appointed representative of 2 Plan Wealth Management Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

7 Cygnet Close

Melton Mowbray

Leicestershire

LE13 1FQ

UNITED KINGDOM

Phone

+4407853316109

Web

https://jamesbroad.2plan.com

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Aaron Peter Dexter
IRN AXD00683
- Employed By (3 Jan 2023 to 26 Jan 2026)
Ayesha Broad
IRN AXB04753
- Employed By (since 26 Nov 2025)
James Aaron Broad
IRN JAB01445
- Employed By (since 12 May 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.