This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Britannic Wealth Management Ltd

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FRN: 593157
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Suite 5

Oak House

Kingswood Business Park

Holyhead Road

Albrighton

Wolverhampton

WV7 3AU

UNITED KINGDOM

Phone

+4407850659932

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alan David Griffiths
IRN ADG01127
- Employed By (2 Jan 2013 to 23 Jul 2014)
Peter James Smith-Round
IRN PJR01180
- Employed By (20 Dec 2012 to 13 Oct 2016)
Philip Martin Reid
IRN PMR01110
- Employed By (8 Jan 2013 to 23 Jul 2014)
Susan Mary Millar
IRN SMM00032
- Employed By (16 May 2016 to 14 Oct 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.