Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven John Knox

    IRN SJK01057

    • CF26 Customer Trading (1 Dec 2001 to 16 Sep 2004)
  • Steven Peter Watts

    IRN SPW01092

    • CF26 Customer Trading (12 Mar 2002 to 6 Dec 2004)
  • Steven Robert Worley

    IRN SRW01085

    • CF30 Customer (1 Nov 2007 to 18 Jan 2010)
    • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
  • Stuart Craig Dee

    IRN SCD01099

    • [FCA CF] Material risk taker (1 Feb 2020 to 22 Aug 2024)
  • Stuart Cyril Loynton

    IRN SCL01071

    • CF30 Customer (15 Jun 2009 to 6 Dec 2011)
  • Stuart David Wilson

    IRN SDW01056

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Stuart Lewis Gregory

    IRN SLG01035

    • CF26 Customer Trading (17 Apr 2003 to 31 Dec 2005)
  • Su Li

    IRN SXL01356

    • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
    • CF26 Customer Trading (10 Apr 2003 to 31 Oct 2007)
  • Susan Dunbar

    IRN SXD01336

    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2004)
  • Sven Roger Boss-Walker

    IRN SXB00761

    • SMF1 Chief Executive (20 Dec 2021 to 18 Jun 2024)
    • SMF3 Executive Director (20 Dec 2021 to 18 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.