Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antony James Hughes

    IRN AJH01465

    • CF30 Customer (3 Dec 2007 to 11 Oct 2010)
    • CF26 Customer Trading (15 Jun 2005 to 31 Dec 2005)
  • Arie Baaima

    IRN AXB01400

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Arnaud Julien Nessim Zeboulon

    IRN AXZ01083

    • CF26 Customer Trading (10 Nov 2005 to 31 Dec 2005)
  • Arnaud Pierre Marie Chasseguet

    IRN APC01114

    • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
    • CF26 Customer Trading (15 Mar 2002 to 31 Oct 2007)
  • Arron Edward Howle

    IRN AEH01072

    • CF30 Customer (1 Nov 2007 to 8 Dec 2014)
    • CF26 Customer Trading (7 Aug 2007 to 31 Oct 2007)
  • Ashley Davis

    IRN AXD01492

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF26 Customer Trading (24 Nov 2003 to 31 Oct 2007)
  • Ashley James Howard

    IRN AXH01471

    • CF28 Systems and controls (28 May 2010 to 3 Sep 2010)
  • Bastian Gotter

    IRN BXG01260

    • CF30 Customer (7 Aug 2009 to 13 Oct 2011)
  • Batuhan Onur

    IRN BXO01072

    • CF26 Customer Trading (15 Jun 2004 to 1 Apr 2005)
  • Ben Brooks

    IRN BXB00185

    • [FCA CF] Material risk taker (16 Aug 2021 to 4 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.