Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathryn Jane Upson

    IRN KJU00002

    • CF30 Customer (1 Nov 2007 to 9 Dec 2013)
    • CF26 Customer Trading (11 Aug 2005 to 31 Oct 2007)
  • Katrina Ann Landis

    IRN KXL01100

    • CF1 Director (4 Jan 2007 to 4 Dec 2007)
    • CF8 Apportionment and Oversight (4 Jan 2007 to 4 Dec 2007)
    • CF26 Customer Trading (1 Dec 2001 to 1 Mar 2006)
  • Kay Adele Fairburn

    IRN KAF01029

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Keith James Warnett

    IRN KJW01102

    • CF13 Finance (1 Apr 2005 to 5 Mar 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Apr 2005 to 31 Dec 2005)
  • Kellie May Twigge

    IRN KXT00266

    • [FCA CF] Material risk taker (30 May 2023 to 31 Dec 2023)
  • Kenny Chek Hong Foo

    IRN KXF00070

    • [FCA CF] Material risk taker (1 Feb 2021 to 31 Dec 2021)
  • Kenya Matsumoto

    IRN KXM01368

    • CF26 Customer Trading (13 Jan 2003 to 31 Dec 2005)
  • Kevin Frank Jebbitt

    IRN KFJ01008

    • CF30 Customer (1 Nov 2007 to 6 Apr 2010)
  • Kevin Peter Wright

    IRN KPW01017

    • CF26 Customer Trading (18 Mar 2002 to 31 Dec 2005)
  • Khansa Gharbi

    IRN KXG01257

    • CF30 Customer (13 Jul 2010 to 7 Dec 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.