Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Xavier Daniel Laurent Hery

    IRN XDH01000

    • CF29 Significant management (22 Aug 2008 to 5 Dec 2008)
  • Xavier Sanchez

    IRN XXS01013

    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2004)
  • Yang Zhao

    IRN YXZ01042

    • [FCA CF] Client dealing (18 Nov 2025 to 8 Apr 2026)
    • CF30 Customer (25 May 2011 to 6 Dec 2011)
  • Yann David Jacques El-Baz

    IRN YDE01001

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Yoann Maurice Brenet

    IRN YMB01013

    • CF30 Customer (3 Aug 2010 to 6 Dec 2011)
  • Yuliya Smyk

    IRN YXS01085

    • CF26 Customer Trading (17 Mar 2005 to 31 Dec 2005)
  • Yvonne Hwee-Wan Yang

    IRN YHY01001

    • CF30 Customer (1 Nov 2007 to 13 Apr 2010)
    • CF26 Customer Trading (8 Oct 2002 to 31 Oct 2007)
  • Zackary Scott Starbird

    IRN ZXS00006

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Mar 2024 to 13 Jul 2024)
    • SMF16 Compliance Oversight (5 Feb 2021 to 13 Jul 2024)
  • Zoe Michelle Dobson

    IRN ZXD23510

    • [FCA CF] Material risk taker (8 Feb 2021 to 31 Dec 2021)
    • SMF16 Compliance Oversight (31 Jan 2020 to 8 Feb 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.