Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Su Li

    IRN SXL01356

    • CF26 Customer Trading (10 Apr 2003 to 31 Dec 2005)
  • Susan Dunbar

    IRN SXD01336

    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2004)
  • Susan Mairi Gair

    IRN SMG01102

    • CF26 Customer Trading (5 Nov 2004 to 1 Sep 2005)
  • Sven Roger Boss-Walker

    IRN SXB00761

    • SMF3 Executive Director (20 Dec 2021 to 18 Jun 2024)
    • SMF1 Chief Executive (20 Dec 2021 to 18 Jun 2024)
  • Tanvir Singh Badyal

    IRN TXB00254

    • [FCA CF] Client dealing (since 13 Nov 2025)
  • Tanya Margaret Graves

    IRN TMG01026

    • CF26 Customer Trading (5 Oct 2004 to 31 Dec 2005)
  • Tanya Shermanda Weekes

    IRN TSW01028

    • [FCA CF] Client dealing (14 Feb 2025 to 31 Mar 2025)
    • [FCA CF] Material risk taker (1 Feb 2020 to 1 Nov 2022)
    • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
  • Tara Rae Wanner

    IRN TXW00357

    • [FCA CF] Material risk taker (since 29 Aug 2024)
  • Terence Joseph Burke

    IRN TJB01104

    • CF26 Customer Trading (1 Dec 2001 to 4 Oct 2007)
  • Teresa Brouwer

    IRN TXB01255

    • CF26 Customer Trading (6 Sep 2004 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.