Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Soo-Hee Beh

    IRN SXB01426

    • CF26 Customer Trading (1 Dec 2001 to 23 Aug 2004)
  • Srikaran Rajasingam

    IRN SXR01552

    • CF30 Customer (1 Nov 2007 to 7 May 2009)
    • CF26 Customer Trading (8 Aug 2005 to 31 Dec 2005)
  • Stefan Josef Schluter

    IRN SJS01235

    • CF30 Customer (1 Nov 2007 to 7 Feb 2011)
    • CF26 Customer Trading (1 Apr 2004 to 31 Oct 2007)
  • Stefan Michael Dixon

    IRN SMD01062

    • CF26 Customer Trading (1 Dec 2001 to 8 May 2004)
  • Stephan Mueller

    IRN SXM01872

    • CF26 Customer Trading (8 Aug 2003 to 31 Dec 2005)
  • Stephen Izquierdo

    IRN SXI01051

    • CF17 Significant Mgt (Other Business Operations) (18 Mar 2002 to 15 Sep 2004)
  • Stephen James Baker

    IRN SJB01267

    • CF26 Customer Trading (1 Dec 2001 to 3 Sep 2005)
  • Stephen James Honeyball

    IRN SJH01296

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Stephen John Lee

    IRN SXL00374

    • [FCA CF] Client dealing (since 7 Oct 2021)
    • [FCA CF] Material risk taker (7 Oct 2021 to 4 Apr 2023)
  • Stephen Paul Deighton

    IRN SPD01058

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2002 to 31 Dec 2005)
    • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.