Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Leslie Johnson

    IRN RXJ01277

    • CF29 Significant management (14 Jun 2010 to 27 Mar 2012)
  • Robert Stephen Lawson

    IRN RSL01044

    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 10 Dec 2008)
    • CF17 Significant Mgt (Other Business Operations) (21 Aug 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Oct 2004 to 31 Mar 2006)
  • Robin Steven McAlpine

    IRN RSM01079

    • CF26 Customer Trading (12 Mar 2002 to 31 Mar 2006)
  • Rod Alexander Sutters

    IRN RAS01193

    • CF26 Customer Trading (12 Mar 2002 to 30 Nov 2004)
  • Roderick Alan Crozier

    IRN RAC01117

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Roger William Brown

    IRN RWB01085

    • CF16 Significant Mgt (Desgntd Investment Business) (28 Mar 2002 to 30 Jun 2004)
  • Rohit Vedhara

    IRN RXV01057

    • CF26 Customer Trading (12 Mar 2002 to 31 Dec 2005)
  • Rony Rached

    IRN RXR01122

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Rory John William Turnbull

    IRN RJT01191

    • [FCA CF] Client dealing (since 28 Nov 2025)
  • Ross John Turvey

    IRN RJT01186

    • CF30 Customer (17 Aug 2010 to 6 Dec 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.