Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giacomo Maria Giorgio Rossi

    IRN GMR01075

    • [FCA CF] Client dealing (2 Sep 2020 to 29 Nov 2021)
    • [FCA CF] Material risk taker (2 Sep 2020 to 29 Nov 2021)
  • Glen Burns

    IRN GXB01603

    • CF26 Customer Trading (8 Dec 2005 to 31 Dec 2005)
  • Glenn Raymond Harris

    IRN GRH01103

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF26 Customer Trading (18 Jan 2006 to 31 Oct 2007)
  • Gordon Boag Izatt

    IRN GBI01001

    • CF30 Customer (1 Nov 2007 to 17 Jan 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Graeme Vickers Alexander

    IRN GVA01004

    • [FCA CF] Material risk taker (14 May 2020 to 20 Jul 2020)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Graham Elvert Griffin

    IRN GEG01009

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Graham John Ford

    IRN GJF01061

    • CF28 Systems and controls (6 Mar 2008 to 1 Jul 2009)
  • Graham Michael Allen

    IRN GMA01026

    • CF26 Customer Trading (12 Mar 2002 to 31 Dec 2005)
  • Graham Ross Sankey

    IRN GRS01078

    • CF26 Customer Trading (1 Jan 2004 to 31 Dec 2005)
  • Grahame Paul Cook

    IRN GPC01042

    • CF30 Customer (5 Oct 2010 to 8 Dec 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 6 Feb 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.