Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Paul Corthorn

    IRN DPC01071

    • CF26 Customer Trading (3 Jul 2002 to 14 Oct 2005)
  • David Roger Glasspool

    IRN DRG01074

    • CF30 Customer (1 Nov 2007 to 9 Mar 2010)
    • CF26 Customer Trading (12 Mar 2002 to 31 Oct 2007)
  • David Stuart Gant

    IRN DSG01026

    • CF26 Customer Trading (1 Dec 2001 to 16 Aug 2003)
  • David Stuart Haworth

    IRN DSH01048

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • David William Knipe

    IRN DWK01030

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Significant management (1 Feb 2020 to 31 Dec 2020)
    • CF29 Significant management (22 May 2013 to 8 Dec 2019)
    • CF1 Director (17 Feb 2011 to 4 Jan 2012)
    • CF28 Systems and controls (2 Sep 2010 to 4 Jan 2012)
  • Deirdre Ann Ceannt

    IRN DXC00923

    • Director of firm who is not a certification employee or a SMF manager (since 11 Sep 2025)
  • Denise Mary Tomlin

    IRN DXT01309

    • CF26 Customer Trading (14 Mar 2005 to 4 Sep 2007)
  • Dennis M Murphy Jr

    IRN DMM01138

    • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
    • CF26 Customer Trading (25 Sep 2002 to 31 Oct 2007)
  • Derek Alexander Ritchie

    IRN DAR01100

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Dianne Helene Akers

    IRN DXA00165

    • [FCA CF] Material risk taker (1 Feb 2020 to 30 Jun 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.