BRISTOL YORK LIMITED

Date authorised
1 April 2013
Companies House
05143412
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-54 South Bar Street
    Banbury
    Oxfordshire
    OX16 9AB
    UNITED KINGDOM
    Phone
    +4407710091145
    Web
    https://www.bristolyork.com

  • Complaints Contact

    52-54 South Bar Street
    Banbury
    Oxfordshire
    OX16 9AB
    UNITED KINGDOM
    Phone
    +442088765411

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry George Spratt

    IRN HGS01008

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (15 Jul 2005 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jul 2005 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 Jul 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (15 Jul 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 Jul 2005 to 31 Oct 2007)
  • Jason Katz

    IRN JXK01127

    • CF30 Customer (since 5 Mar 2024)
    • CF1 Director (AR) (since 5 Mar 2024)
  • Martin Guy Fiennes

    IRN MGF01014

    • CF30 Customer (20 Feb 2008 to 26 Oct 2015)
  • Nicholas Benjamin Crasner

    IRN NBC01013

    • CF1 Director (AR) (since 13 Jan 2015)
    • CF30 Customer (since 13 Jan 2015)
  • Nuno Soares

    IRN NXS77193

    • CF30 Customer (since 1 May 2020)
    • CF1 Director (AR) (since 1 May 2020)
  • Paul Cheng

    IRN PXC02063

    • CF30 Customer (24 Jan 2013 to 2 Apr 2013)
  • Richard Cook

    IRN RXC00774

    • CF4 Partner (AR) (since 23 Oct 2024)
  • Richard Draycott

    IRN RXD01405

    • CF30 Customer (28 Jun 2011 to 3 Sep 2015)
  • Robert Charles Michael Wigley

    IRN RCW01041

    • CF30 Customer (21 Jun 2013 to 3 Sep 2015)
    • CF4 Partner (AR) (19 Oct 2011 to 5 Dec 2016)
  • Sergei Zhiltsov

    IRN SXZ01011

    • CF30 Customer (26 Apr 2021 to 24 Feb 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.