Brighton Williams & Partners

• Principal Place of Business

  8 High Street

  Winterbourne

  Bristol

  Gloucestershire

  BS36 1JN

  UNITED KINGDOM

  Phone

  +4401454773690

  Web

  https://www.brightonwilliams.com

• Complaints Contact

  8 High Street

  Winterbourne

  Bristol

  Gloucestershire

  BS36 1JN

  UNITED KINGDOM

  Phone

  +4401454773690

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Philip Anthony Neilson

  IRN PXN16173

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
  • CF30 Customer (21 Jun 2019 to 8 Dec 2019)
• Philip Purnell

  IRN PXP00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Rachel Louise Anderson

  IRN RLA01022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 1 Feb 2023)
• Robert McCall

  IRN RXM02380

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2013 to 8 Dec 2019)
• Sally Osmond

  IRN SXO01299

  • [FCA CF] Functions requiring qualifications (8 Nov 2021 to 17 Jun 2022)
  • [FCA CF] Client dealing (8 Nov 2021 to 17 Jun 2022)
• Sharon Michaela Brighton

  IRN SMB00022

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2022)
  • SMF16 Compliance Oversight (since 1 Jun 2022)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Terrance Coles Williams

  IRN TCW00004

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 31 May 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Thomas John Williams

  IRN TJW00006

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• William Gerard Guibarra

  IRN WGG00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2020)

No changes recorded yet.