Date authorised
1 March 2017
Companies House
10401079
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    38 Seymour Street
    London
    W1H 7BP
    UNITED KINGDOM
    Phone
    +442037808072
  • Complaints Contact

    38 Seymour Street
    London
    W1H 7BP
    UNITED KINGDOM
    Phone
    +442037808072

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fenglin Zhao

    IRN FXZ17608

    • [FCA CF] Client dealing (11 Apr 2023 to 9 Jan 2026)
  • Garret Francis Turley

    IRN GFT01013

    • CF30 Customer (1 Mar 2017 to 13 Aug 2017)
  • Georgina Mary Ewels

    IRN GXW01164

    • [FCA CF] Client dealing (4 Jun 2021 to 13 Oct 2022)
  • Giuseppe Catarozzo

    IRN GXC00097

    • [FCA CF] Significant management (9 Dec 2019 to 12 Mar 2021)
  • Guy Philip Bowden

    IRN GPB01124

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2025)
    • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • Henry Pepper

    IRN HXP00051

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Henry Stephen Major Jones

    IRN HXJ00103

    • 14. Managing investments
    • [FCA CF] Client dealing (since 24 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Dec 2024)
    • [FCA CF] Significant management (since 19 Oct 2023)
  • James Lewis Hurrell

    IRN JLH01166

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2025)
  • John Duggan

    IRN JXD02122

    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • Joyce Church

    IRN JMW01202

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.