Date authorised
1 April 2013
Companies House
00775649
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    95-97 Kings Road
    Brentwood
    Essex
    CM14 4DR
    UNITED KINGDOM
    Phone
    +4401277223344
  • Complaints Contact

    95-97 Kings Road
    Brentwood
    Essex
    CM14 4DR
    UNITED KINGDOM
    Phone
    +4401277223344

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ALAN PAUL TAYLOR

    IRN APT01058

    • CF1 Director (AR) (29 Jan 2015 to 31 Jan 2016)
  • Andrew Thomas Jones

    IRN ATJ01014

    • SMF3 Executive Director (9 Dec 2019 to 20 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Mar 2020)
    • CF1 Director (AR) (2 Jul 2015 to 20 Mar 2020)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Derek Wilson

    IRN DXW01496

    • CF13 Finance (14 Jan 2005 to 16 Jan 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 16 Jan 2007)
    • CF15 Internal Audit (14 Jan 2005 to 16 Jan 2007)
    • CF3 Chief Executive (14 Jan 2005 to 16 Jan 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 16 Jan 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Jan 2007)
    • CF1 Director (14 Jan 2005 to 16 Jan 2007)
  • John Brennan

    IRN JXB03398

    • CF1 Director (AR) (29 Jan 2016 to 19 Oct 2017)
  • Jon Eric Halliday

    IRN JEH01219

    • CF1 Director (AR) (19 Oct 2017 to 1 Oct 2021)
  • Robert Edward Farrow

    IRN REF01023

    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2010)
    • CF1 Director (14 Jan 2005 to 20 Feb 2010)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Stuart Hulbert

    IRN SRH01131

    • Responsible for Insurance Distribution (since 26 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Jul 2015)
    • CF1 Director (1 Jul 2010 to 8 Dec 2019)
  • christopher Jones

    IRN CAJ01094

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Jul 2015)
    • CF1 Director (2 Jul 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.