Braemar Securities Limited

• Principal Place of Business

  1 Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402031424100

  Web

  https://braemar.com

• Complaints Contact

  One Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402031424100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

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  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order. Notwithstanding MAR 5A.3.5R, this firm is also unable to engage in ‘matched principal trading’ in bonds, structured finance products, emission allowances and derivatives, and is unable to deal on own account in sovereign debt instruments for which there is not a liquid market.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of sovereign debt instruments for which there is not a liquid market.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of: i. sovereign debt instruments for which there is not a liquid market’; or ii. bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: a. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and b. the client has consented to such trading

• Louise Margaret Evans

  IRN MXE01756

  • CF1 Director (2 Feb 2018 to 30 Jun 2018)
• MARC LAWRENCE JARVIS

  IRN MLJ01032

  • SMF3 Executive Director (since 10 Jun 2025)
  • [FCA CF] Client dealing (since 21 Dec 2022)
• MARK WILLIAM Llewellyn

  IRN MWL01016

  • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2021)
  • CF30 Customer (7 Feb 2019 to 8 Dec 2019)
• Mack Butterfield

  IRN MXB01068

  • [FCA CF] Client dealing (15 Aug 2022 to 12 Jan 2024)
• Mark Jason Tracey

  IRN MJT01087

  • CF2 Non Executive Director (10 Sep 2018 to 26 Sep 2018)
  • CF1 Director (2 Feb 2018 to 10 Sep 2018)
• Michael Timothy Griffin

  IRN MTG01049

  • SMF3 Executive Director (since 16 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • CF1 Director (2 Jan 2013 to 3 Dec 2019)
• Mitchell Colman

  IRN MXC00447

  • [FCA CF] Client dealing (since 2 Sep 2025)
• Nadim Salyem

  IRN NXS00474

  • [FCA CF] Client dealing (since 21 Dec 2022)
• Nathan Gary James Moore

  IRN NXM00489

  • [FCA CF] Client dealing (1 Aug 2024 to 30 Jun 2025)
• Nicholas Philip Stone

  IRN NPS01039

  • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2023)
  • CF1 Director (1 Apr 2019 to 8 Dec 2019)

No changes recorded yet.