Braemar Securities Limited

• Principal Place of Business

  1 Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402031424100

  Web

  https://braemar.com

• Complaints Contact

  One Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402031424100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

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  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order. Notwithstanding MAR 5A.3.5R, this firm is also unable to engage in ‘matched principal trading’ in bonds, structured finance products, emission allowances and derivatives, and is unable to deal on own account in sovereign debt instruments for which there is not a liquid market.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of sovereign debt instruments for which there is not a liquid market.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of: i. sovereign debt instruments for which there is not a liquid market’; or ii. bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: a. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and b. the client has consented to such trading

• Christian Robbs

  IRN CXR01804

  • CF30 Customer (21 Jun 2018 to 8 Dec 2019)
• Christopher Kohnert

  IRN CXK00196

  • [FCA CF] Client dealing (since 21 Dec 2022)
• Clifford Charles Durbridge

  IRN CCD01026

  • CF30 Customer (12 Nov 2015 to 8 Jul 2016)
• Conor Boon

  IRN CXB02562

  • [FCA CF] Client dealing (6 Jan 2020 to 10 Mar 2021)
• Danil Griazev Michailovich

  IRN DGM01167

  • [FCA CF] Client dealing (since 25 Jan 2023)
• David Andrew Costello

  IRN DAC01266

  • CF30 Customer (8 Feb 2016 to 8 Dec 2019)
• David George Moorhouse

  IRN DGM01165

  • CF2 Non Executive Director (7 Nov 2018 to 14 Apr 2019)
  • CF1 Director (2 Feb 2018 to 7 Nov 2018)
• David Kell

  IRN DGK01048

  • [FCA CF] Client dealing (25 Dec 2019 to 13 Jan 2023)
• Ella Claire Rose McAllister

  IRN EXM00188

  • [FCA CF] Client dealing (10 Jun 2021 to 14 Oct 2022)
• Felix Thomas

  IRN FXT00103

  • [FCA CF] Client dealing (since 31 Jul 2025)

No changes recorded yet.