Date authorised
1 April 2013
Companies House
NI028419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Dublin Road
    Enniskillen
    County Fermanagh
    BT74 6HQ
    UNITED KINGDOM
    Phone
    +4402866324371
  • Complaints Contact

    13 Dublin Road
    Enniskillen
    County Fermanagh
    BT74 6HQ
    UNITED KINGDOM
    Phone
    +4402866324371

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Desmond Edwin Alexander Brady

    IRN DEB01058

    • SMF3 Executive Director (9 Dec 2019 to 8 Jul 2020)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 12 Feb 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 12 Feb 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 12 Feb 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Feb 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Stewart Desmond Brady

    IRN SDB01111

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (8 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Mar 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Mar 2007 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.