Bradesco Securities UK Limited

Date authorised
16 May 2008
Companies House
06422684
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor
    The Empress Building
    35 Dover Street
    London
    W1S 4NQ
    UNITED KINGDOM
    Phone
    +442073820070
    Web
    https://banco.bradesco/html/classic/index.shtm

  • Complaints Contact

    The Empress Building
    35 Dover Street
    9th Floor
    London
    W1S 4NQ
    UNITED KINGDOM
    Phone
    +442073820070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guilherme Zraick

    IRN GXZ01029

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
    • CF1 Director (15 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (18 Mar 2010 to 8 Dec 2019)
  • Hernan Javier Lobert

    IRN HJL01042

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Ileana Salas

    IRN IXS01455

    • CF30 Customer (29 Nov 2011 to 12 May 2015)
  • Isabela Behar

    IRN IXB01227

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (16 May 2008 to 8 Dec 2019)
  • Jeffrey Charles Noble

    IRN JCN01042

    • CF30 Customer (16 May 2008 to 15 Dec 2009)
    • CF11 Money Laundering Reporting (16 May 2008 to 15 Dec 2009)
    • CF1 Director (16 May 2008 to 15 Dec 2009)
  • Joao Carlos Zani

    IRN JCZ01003

    • CF1 Director (9 Nov 2011 to 19 Aug 2014)
    • CF30 Customer (9 Nov 2011 to 19 Aug 2014)
    • CF3 Chief Executive (9 Nov 2011 to 19 Aug 2014)
    • CF11 Money Laundering Reporting (9 Nov 2011 to 19 Aug 2014)
  • Jose Luiz Acar Pedro

    IRN JLP01103

    • CF2 Non Executive Director (16 May 2008 to 1 Apr 2010)
  • Juan Antonio Briano

    IRN JAB01615

    • CF2 Non Executive Director (14 Jun 2017 to 8 Dec 2019)
  • Leandro Carlos Martins Pinho

    IRN LXP00210

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Luiz Antonio de Ulhoa Galvao

    IRN LAD01064

    • CF2 Non Executive Director (16 May 2008 to 26 Sep 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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