Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William John Bradley

    IRN WJB01058

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (11 Mar 2004 to 31 Oct 2007)
  • William Marcus Richard James

    IRN WMJ00007

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (27 Jul 2005 to 31 Oct 2007)
  • Winson Tong

    IRN WXT01066

    • CF26 Customer Trading (23 Jun 2004 to 31 Dec 2005)
  • Wojciech Adam Slaski

    IRN WAS01039

    • CF30 Customer (17 Aug 2009 to 6 Dec 2011)
  • Xavier Daniel Laurent Hery

    IRN XDH01000

    • CF29 Significant management (1 Nov 2007 to 5 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Aug 2006 to 31 Oct 2007)
  • Xavier Sanchez

    IRN XXS01013

    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2004)
  • Yang Zhao

    IRN YXZ01042

    • CF30 Customer (25 May 2011 to 6 Dec 2011)
  • Yann David Jacques El-Baz

    IRN YDE01001

    • CF26 Customer Trading (1 Dec 2001 to 3 Apr 2006)
  • Yee Meng Lee

    IRN YML01002

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (28 Aug 2002 to 31 Oct 2007)
  • Yin Yau Chik

    IRN YYC01001

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • CF26 Customer Trading (8 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.