Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rod Alexander Sutters

    IRN RAS01193

    • CF26 Customer Trading (12 Mar 2002 to 30 Nov 2004)
  • Roderick Alan Crozier

    IRN RAC01117

    • CF26 Customer Trading (1 Dec 2001 to 29 Jun 2007)
  • Roger Michael Carr

    IRN RMC01099

    • CF26 Customer Trading (27 Aug 2002 to 31 Dec 2005)
  • Roger William Brown

    IRN RWB01085

    • CF16 Significant Mgt (Desgntd Investment Business) (28 Mar 2002 to 30 Jun 2004)
  • Rohit Vedhara

    IRN RXV01057

    • CF26 Customer Trading (12 Mar 2002 to 31 Dec 2005)
  • Rony Rached

    IRN RXR01122

    • CF26 Customer Trading (1 Dec 2001 to 3 Apr 2007)
  • Ross John Turvey

    IRN RJT01186

    • CF30 Customer (30 Jun 2010 to 6 Dec 2011)
  • Said Thong Chu

    IRN STC01017

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Saing Leong Ng

    IRN SLN01025

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF26 Customer Trading (24 Mar 2006 to 31 Oct 2007)
  • Samantha Elizabeth Skerry

    IRN SES01097

    • [FCA CF] Significant management (1 Feb 2020 to 30 Jun 2020)
    • CF1 Director (24 May 2016 to 6 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.