Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Christopher Charles Burleigh

    IRN JCB01114

    • CF30 Customer (1 Nov 2007 to 14 Jul 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • James Colin Mc Nicol

    IRN JCM01139

    • CF26 Customer Trading (1 Dec 2001 to 13 Nov 2003)
  • James Foster

    IRN JXF01276

    • CF29 Significant management (1 Nov 2007 to 14 Oct 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Sep 2002 to 31 Oct 2007)
  • Jamie Nutt

    IRN JXN01183

    • CF26 Customer Trading (29 Jan 2004 to 11 Feb 2004)
  • Jan-Peter Onstwedder

    IRN JXO01120

    • CF14 Risk Assessment (18 Mar 2002 to 1 Mar 2007)
  • Jared Scott Pearl

    IRN JSP01092

    • CF29 Significant management (1 Nov 2007 to 14 Oct 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (16 Aug 2006 to 10 Oct 2007)
  • Jason Charles Prior

    IRN JCP01072

    • CF26 Customer Trading (1 Dec 2001 to 16 Sep 2004)
  • Jason Daniel Breslaw

    IRN JDB01232

    • CF30 Customer (25 Nov 2008 to 7 Dec 2011)
  • Jayne Hodgson

    IRN JXH02906

    • CF28 Systems and controls (6 May 2016 to 15 Mar 2018)
  • Jean-Jose Metey

    IRN JXM01795

    • CF26 Customer Trading (12 Mar 2002 to 12 Oct 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.