Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Henry Haywood

    IRN AHH01037

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (15 Feb 2017 to 8 Dec 2019)
    • CF3 Chief Executive (15 Feb 2017 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 1 Apr 2010)
  • Alan James Henry

    IRN AJH01300

    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Alejandro Arboleda Calderon

    IRN AXA00718

    • [FCA CF] Significant management (since 27 Sep 2022)
  • Alexander James Docherty

    IRN AJD01323

    • CF30 Customer (28 Apr 2009 to 5 Oct 2009)
  • Alexander Sergeevich Zaitsev

    IRN ASZ01001

    • CF30 Customer (1 Nov 2007 to 17 May 2011)
    • CF26 Customer Trading (12 Jul 2004 to 31 Oct 2007)
  • Alexey Markov

    IRN AXM02353

    • CF30 Customer (1 Nov 2007 to 26 Jul 2011)
    • CF26 Customer Trading (5 Jul 2006 to 31 Oct 2007)
  • Alison Joy Willis

    IRN AJW01268

    • CF30 Customer (1 Nov 2007 to 12 Feb 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Amanda Jane Harrison

    IRN AJH01493

    • CF17 Significant Mgt (Other Business Operations) (23 Jun 2006 to 31 Aug 2007)
  • Amer Choudrey

    IRN AXC02028

    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
  • Andre Philippe Bledjian

    IRN AXB01644

    • CF26 Customer Trading (28 Mar 2002 to 1 Jul 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.