Date authorised
1 April 2013
Companies House
04011660
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Park Lane
    Hemel Hempstead
    Hertfordshire
    HP2 4YL
    UNITED KINGDOM
    Phone
    +4401442230300
  • Complaints Contact

    1 Park Lane
    Hemel Hempstead
    Hertfordshire
    HP2 4YL
    UNITED KINGDOM
    Phone
    +4401442230300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

  • Debt Advice

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Saul

    IRN AXS00652

    • [FCA CF] Significant management (25 Mar 2021 to 28 Feb 2023)
  • Annabel Graham-Martin

    IRN AXG00354

    • [FCA CF] Significant management (25 Mar 2021 to 31 Dec 2023)
  • David Roy Whitelam

    IRN DRW01116

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jul 2012)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Jul 2012)
  • David Waterfield

    IRN DXW00304

    • [FCA CF] Significant management (25 Mar 2021 to 30 Sep 2022)
  • Dermot King

    IRN DXK01682

    • CF1 Director (1 Oct 2015 to 1 Feb 2019)
    • CF29 Significant management (1 Oct 2015 to 1 Feb 2019)
  • Elizabeth Lloyd

    IRN EXL00084

    • [FCA CF] Significant management (29 Mar 2021 to 21 Feb 2023)
  • Gerard Tempest

    IRN GXT00120

    • [FCA CF] Manager of certification employee (25 Mar 2021 to 3 Jan 2023)
    • [FCA CF] Significant management (25 Mar 2021 to 3 Jan 2023)
  • Guy Mason

    IRN GXM00287

    • [FCA CF] Significant management (25 Mar 2021 to 2 Jan 2024)
  • Helen Louise Hayes

    IRN HXH00192

    • [FCA CF] Significant management (since 30 Sep 2022)
  • Iain Stuart MacMillan

    IRN IXM08502

    • Responsible for Insurance Distribution (21 Jan 2022 to 21 Oct 2025)
    • CF1 Director (AR) (29 Jul 2021 to 28 Feb 2023)
    • SMF16 Compliance Oversight (2 Apr 2020 to 21 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2025)
    • CF1 Director (12 Dec 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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