Boston and Alexander LLP

• Principal Place of Business

  Palmerston House

  814 Brighton Road

  Purley

  CR8 2BR

  UNITED KINGDOM

  Phone

  +4402086558473

  Web

  https://www.bostonandalexander.com

• Complaints Contact

  Palmerston House

  814 Brighton Road

  Purley

  CR8 2BR

  UNITED KINGDOM

  Phone

  +4402086558473

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Nigel Greville Fox

  IRN ANF01019

  • CF1 Director (AR) (11 Apr 2018 to 22 Jul 2020)
  • CF30 Customer (11 Apr 2018 to 22 Jul 2020)
• Anthony John Doyle

  IRN AJD01372

  • CF30 Customer (14 Feb 2014 to 15 Sep 2015)
• Antoine Tom Alexandre Vayner

  IRN VXA01162

  • CF30 Customer (10 Jul 2014 to 1 Dec 2022)
• Antony Victor Hawker

  IRN AXH84056

  • SMF27 Partner (since 10 Sep 2020)
• Benedict James Daltun Hall

  IRN BJH01068

  • CF30 Customer (19 Jul 2018 to 1 Dec 2022)
• Darren Anthony Knight

  IRN DAK00040

  • CF30 Customer (12 Dec 2014 to 27 Jul 2015)
• David Richard Roderick Passey

  IRN DRP01062

  • SMF27 Partner (9 Dec 2019 to 23 Mar 2021)
  • CF4 Partner (6 Sep 2011 to 8 Dec 2019)
  • CF30 Customer (6 Sep 2011 to 8 Dec 2019)
• Elias Baroudi

  IRN EXB00213

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jan 2022 to 4 Apr 2024)
  • SMF16 Compliance Oversight (27 Jan 2022 to 4 Apr 2024)
• Elise Irene Desiree Huttenga

  IRN EIH01002

  • CF1 Director (AR) (9 Jul 2014 to 1 Dec 2022)
  • CF30 Customer (9 Jul 2014 to 1 Dec 2022)
• George Slade

  IRN GXS16396

  • CF30 Customer (since 24 Apr 2023)

• Augusta Ventures LLP (no longer appointed)

  FRN 506592 · Appointed 19 Aug 2013 · Until 29 Feb 2016

No changes recorded yet.