BondAuction Primary U.K. Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Stephen Cureton
IRN AXC00927
- SMF3 Executive Director (since 23 Aug 2023)
Munish Trehan
IRN MXT02296
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2023 to 4 Feb 2025)
- SMF16 Compliance Oversight (23 Aug 2023 to 4 Feb 2025)
Peter Charles
IRN PJC01158
- SMF9 Chair of the Governing Body (since 23 Aug 2023)
- SMF3 Executive Director (since 23 Aug 2023)
Spencer MacLean
IRN SPM01122
- SMF16 Compliance Oversight (since 17 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2024)
- SMF1 Chief Executive (since 23 Aug 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.