Bond Financial Limited

• Principal Place of Business

  Bond Financial Limited

  Salisbury House

  81 High Street

  Potters Bar

  Hertfordshire

  EN6 5AS

  UNITED KINGDOM

  Phone

  +4401707291200

  Web

  https://www.bond-financial.com

• Complaints Contact

  Bond Financial Limited

  Salisbury House

  81 High Street

  Potters Bar

  Hertfordshire

  EN6 5AS

  UNITED KINGDOM

  Phone

  +4401707291200

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on second charge mortgages, buy-to-let mortgages and other loans.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Park Nelson

  IRN APN01040

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 3 Jan 2013)
  • CF22 Investment Adviser (Trainee) (19 Sep 2005 to 31 Oct 2007)
• Barry Frank Eva

  IRN BFE00001

  • CF11 Money Laundering Reporting (7 Jul 2004 to 17 May 2007)
  • CF21 Investment Adviser (7 Jul 2004 to 17 May 2007)
  • CF10 Compliance Oversight (7 Jul 2004 to 17 May 2007)
• Chris Tiretis

  IRN CXT00001

  • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
  • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
• David Baldwin

  IRN DXB00032

  • CF30 Customer (1 Nov 2007 to 3 Jan 2013)
  • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
• David John Palmer

  IRN DJP01273

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (26 Jun 2007 to 11 Mar 2011)
  • CF11 Money Laundering Reporting (26 Jun 2007 to 8 Dec 2019)
• Irving Woolf

  IRN IXW00001

  • CF21 Investment Adviser (1 Mar 2006 to 20 Dec 2006)
• Jacob Norman

  IRN JXN00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
• Mario Georgiades

  IRN MXG00003

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (7 Jul 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (7 Jul 2004 to 31 Mar 2009)
• Martin Robert Marcus

  IRN MRM00003

  • CF21 Investment Adviser (6 Jan 2005 to 3 May 2005)
• Patrick Joseph O'Doherty

  IRN PJO00021

  • CF30 Customer (1 Nov 2007 to 13 Feb 2016)
  • CF24 Pension Transfer Specialist (29 Dec 2005 to 31 Oct 2007)

• Just Financial Services Ltd (no longer appointed)

  FRN 415086 · Appointed 18 Nov 2004 · Until 20 Oct 2006

• G C Financial Care Ltd (no longer appointed)

  FRN 200401 · Appointed 2 Aug 2004 · Until 26 Aug 2008

No changes recorded yet.