BNP Paribas Asset Management UK Limited

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

  Web

  https://www.bnpparibas-am.co.uk

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christian Bucaro

  IRN CXB01858

  • CF30 Customer (15 Jan 2009 to 14 Oct 2012)
• Christian Erasmus Chytræus Storm Elsmark

  IRN CEE01005

  • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
  • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)
• Christian Guy Goldsmith

  IRN CGG01015

  • CF30 Customer (1 Jul 2010 to 31 Dec 2012)
• Christoph Peter Freiherr von Scheurl

  IRN CPF01048

  • CF30 Customer (16 Apr 2014 to 18 Jan 2017)
• Christophe Auvity

  IRN CXA00126

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2026)
• Christophe Denis Michel Bourgeois

  IRN CDB01150

  • CF30 Customer (6 Jul 2010 to 1 Jan 2013)
• Christopher John Robert Jeffery

  IRN CJJ01061

  • CF30 Customer (1 Oct 2010 to 24 Dec 2013)
• Claude Marc Gerard Guillaume

  IRN CMG01120

  • CF30 Customer (1 Jul 2010 to 24 Feb 2011)
• Clement Niel

  IRN CXN01349

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
• Clement Pierre Dupire

  IRN CPD01089

  • CF30 Customer (12 Jan 2018 to 8 Dec 2019)

No changes recorded yet.