BNP Paribas Asset Management UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
5 Aldermanbury SquareLondonEC2V 7BPUNITED KINGDOM- Phone
- +442075952000
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Complaints Contact
5 Aldermanbury SquareLondonEC2V 7BPUNITED KINGDOM- Phone
- +442075952000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jose Daniel Bracho Pozo
IRN JXP01155
- [FCA CF] Client dealing (6 Aug 2025 to 31 Dec 2025)
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Jose Placido
IRN JXP01320
- CF2 Non Executive Director (7 Sep 2018 to 8 Dec 2019)
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Joseph Henson
IRN JXH01494
- [FCA CF] Client dealing (13 Aug 2024 to 31 Dec 2025)
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Joseph William Chapman
IRN JXC08406
- [FCA CF] Client dealing (16 Jul 2024 to 31 Dec 2025)
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Julien Halfon
IRN JSH01120
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (28 Apr 2018 to 8 Dec 2019)
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Kai Corfield
IRN KXC00357
- [FCA CF] Client dealing (4 Oct 2023 to 31 Dec 2025)
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Katrina Wilson
IRN KXW01431
- CF30 Customer (23 Jun 2011 to 12 Aug 2011)
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Kellie Lacey
IRN KXL01286
- CF30 Customer (1 Jul 2010 to 1 Jan 2013)
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Kent Grobbelaar
IRN KGG01019
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
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Kerry Luan Smith
IRN KLS01019
- CF21 Investment Adviser (24 Jun 2002 to 26 Jan 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.