Date authorised
1 April 2013
Companies House
04791109
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Landmark House
    69 Leadenhall Street
    London
    EC3A 2BG
    UNITED KINGDOM
    Phone
    +4402070901400
  • Complaints Contact

    1st Floor
    Landmark House
    69 Leadenhall Street
    London
    EC3A 2BG
    UNITED KINGDOM
    Phone
    +4402070901400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Gault Wood

    IRN AGW01139

    • SMF1 Chief Executive (since 6 Feb 2024)
    • Responsible for Insurance Distribution (since 6 Feb 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Apr 2017 to 8 Dec 2019)
  • Beverley Jayne Curtis

    IRN BXC00309

    • SMF3 Executive Director (since 12 Jun 2023)
  • Christopher George Gudgeon

    IRN CGG01025

    • CF1 Director (6 Jul 2007 to 9 Jun 2008)
  • Clive Edwards

    IRN CXE01154

    • SMF3 Executive Director (16 Jun 2023 to 22 Apr 2024)
  • Dominika Wojtyczka

    IRN DXW00613

    • SMF3 Executive Director (since 12 Jun 2023)
  • Neal Anthony Philip James-Crook

    IRN NAJ01030

    • CF1 Director (22 Dec 2006 to 11 Jul 2013)
  • Nicholas William James Andrews

    IRN NXA14915

    • SMF9 Chair of the Governing Body (since 22 Jun 2023)
  • Paul Stephen Wells

    IRN PSW01060

    • SMF3 Executive Director (since 27 Jun 2023)
  • Simon Anthony Hall

    IRN SAH01198

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2024)
    • CF1 Director (25 Oct 2006 to 8 Dec 2019)
    • CF3 Chief Executive (25 Oct 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Oct 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (25 Oct 2006 to 31 Mar 2009)
  • Stephen David Wicks

    IRN SDW01087

    • CF1 Director (25 Oct 2006 to 6 Feb 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.