Date authorised
1 April 2013
Companies House
02305213
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +448003681833
  • Complaints Contact

    10th Floor
    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +448003681833

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on the regulated activity, is limited to entering into transactions in a mannner which (a) if the firm were an unauthorised person, would come within article 16 of the RAO, or (b) if entering into a regulated mortgage contract as a lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jack Warner

    IRN JXW00411

    • [FCA CF] Significant management (24 Jul 2023 to 16 Sep 2024)
    • SMF3 Executive Director (19 May 2023 to 21 Jul 2023)
  • James Francis Malone

    IRN JFM01046

    • CF2 Non Executive Director (10 Sep 2010 to 1 Jul 2014)
  • Julian Charles Nichols

    IRN JCN01020

    • CF28 Systems and controls (1 Nov 2007 to 5 Apr 2011)
    • CF15 Internal Audit (1 Jun 2006 to 31 Oct 2007)
  • Laura Carranceja

    IRN LXC00475

    • [FCA CF] Significant management (since 28 Mar 2025)
  • Malcolm Jason Monkhouse

    IRN MXM04647

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2025)
  • Mark Richard Weller

    IRN MXW70517

    • SMF3 Executive Director (25 May 2023 to 3 Feb 2025)
  • Matthew Nicholas Andrews

    IRN MNA01014

    • Responsible for Insurance Mediation (23 Jun 2015 to 10 Feb 2017)
    • CF1 Director (23 Jun 2015 to 10 Feb 2017)
    • CF3 Chief Executive (23 Jun 2015 to 10 Feb 2017)
  • Miguel Sard

    IRN MXS87011

    • SMF1 Chief Executive (since 10 Jan 2025)
    • SMF3 Executive Director (since 10 Jan 2025)
  • Neil Edward Rudge

    IRN NER01018

    • SMF3 Executive Director (since 26 Mar 2026)
    • Responsibility for MCD Intermediation (since 26 Mar 2026)
  • Neil Hornsby

    IRN NXH70519

    • [FCA CF] Significant management (22 Nov 2024 to 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

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