Bluefriars Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Vernon George Wilkes
IRN VGW00006
- CF1 Director (AR) (7 Dec 2020 to 14 Jul 2023)
Vincent Ralph Conrad Gamble
IRN VRG00002
- CF1 Director (AR) (9 Aug 2022 to 26 Sep 2023)
WILLIAM EVANS
IRN WXE00008
- CF1 Director (AR) (since 4 Dec 2020)

Smaller firms operating under this firm's FCA authorisation.

Custodian Financial Services Limited
FRN 992062 · Appointed 19 Feb 2023
TMU Management Limited
FRN 968471 · Appointed 24 Jan 2022
Bluefriars Brokers Central Europe s.r.o (London Branch)
FRN 967976 · Appointed 19 Jan 2022
QB TECHNOLOGIES LIMITED
FRN 953161 · Appointed 18 Jun 2021
LINDRICK LITIGATION RISK SOLUTIONS LIMITED
FRN 938520 · Appointed 15 Nov 2020
Blue Mountain Capacity Limited
FRN 927504 · Appointed 9 Jun 2020
FRONTIER GLOBAL UW LIMITED
FRN 912325 · Appointed 15 Aug 2019
HE AGENCIES LTD
FRN 828759 · Appointed 14 Dec 2018
VERTEX UNDERWRITING MANAGEMENT LIMITED
FRN 756067 · Appointed 15 Aug 2016
Augmize Limited (no longer appointed)
FRN 996587 · Appointed 18 May 2023 · Until 20 Dec 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.