Blue Spire Independent Financial Advice Limited

Date authorised
1 August 2013
Companies House
08385518
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blue Spire House (No 1)
    Coach Drive
    Eastwood
    Nottinghamshire
    NG16 3DR
    UNITED KINGDOM
    Phone
    +441773712323
    Web
    https://www.blue-spire.com

  • Complaints Contact

    Blue Spire House
    1 Coach Drive
    Eastwood
    Nottingham
    NG16 3DR
    UNITED KINGDOM
    Phone
    +4401773712323

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

    Show 1 limitation
    • · The firm may not broker credit for the purpose of increasing the funds available for investment

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice and buy to let Mortgages

  • Consumer Loans

    Show 2 limitations
    • · This permission is limited to lending which the firm carries on as a supplier and no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
    • · Limited to lending that is in connection with the repayment of fees

  • Loan Servicing

    Show 2 limitations
    • · This permission is limited to lending which the firm carries on as a supplier and no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
    • · Limited to lending that is in connection with repayment of fees.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Toplis

    IRN NXT00026

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Aug 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2013 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Aug 2013 to 8 Dec 2019)
  • Wendy Joanne Toplis

    IRN WJT01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Aug 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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