Date authorised
1 April 2013
Companies House
05588223
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 High Street
    Irthlingborough
    Wellingborough
    NN9 5TN
    UNITED KINGDOM
    Phone
    +4401933303020
  • Complaints Contact

    42 High Street
    Irthlingborough
    Wellingborough
    NN9 5TN
    UNITED KINGDOM
    Phone
    +4401933303020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Cronin

    IRN KXC00081

    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
  • Katarzyna Zalewska

    IRN KXZ00006

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • Marshall Robert Walker

    IRN MRW01133

    • CF1 Director (15 Jun 2006 to 2 Jul 2007)
  • Rachel Williams

    IRN RXB01696

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Jun 2006 to 8 Dec 2019)
  • Susan Walker

    IRN SXW01554

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (25 May 2017 to 8 Dec 2019)
    • CF1 Director (15 Jun 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 Jun 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (15 Jun 2006 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ian Holmes (no longer appointed)

    FRN 405052 · Appointed 19 Oct 2011 · Until 27 May 2015

  • Raj Bishu (no longer appointed)

    FRN 566496 · Appointed 13 Oct 2011 · Until 27 May 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.