Date authorised
23 July 2024
Companies House
14958267
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No 1. Royal Exchange
    London
    London
    EC3V 3DG
    UNITED KINGDOM
    Phone
    +4407969462909
  • Complaints Contact

    No.1 Royal Exchange
    London
    Wimbeldon
    London
    EC3V 3DG
    UNITED KINGDOM
    Phone
    +4407969462909

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

  • Investment Setup

    For Certificates representing certain security, Rights to or interests in investments, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sheng Xu

    IRN WXX00007

    • [FCA CF] Client dealing (since 19 Jun 2025)
    • SMF16 Compliance Oversight (since 22 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
    • SMF3 Executive Director (since 22 Jul 2024)
  • Zhiyan Yu

    IRN ZXY00014

    • SMF1 Chief Executive (22 Jul 2024 to 20 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.