Blevins Franks Financial Management Limited

Date authorised
1 April 2013
Companies House
03048100
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blevins Franks Financial Management Limited
    28 St. James's Square
    London
    Westminster
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220
    Web
    http://www.blevinsfranks.com

  • Complaints Contact

    Blevins Franks Financial Management Limited
    28, St James's Square
    London
    United Kingdom
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Kyle Stone

    IRN JKS01048

    • SMF9 Chair of the Governing Body (30 Jan 2020 to 3 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2020)
    • CF1 Director (3 Apr 2012 to 8 Dec 2019)
  • John McCann

    IRN JXM02563

    • CF30 Customer (12 Dec 2007 to 8 Dec 2019)
  • John Robert Simmonds

    IRN JRS01091

    • SMF9 Chair of the Governing Body (since 19 Jun 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2024)
    • CF3 Chief Executive (29 Aug 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Apr 2012 to 30 Sep 2018)
    • CF30 Customer (3 Apr 2012 to 16 Nov 2012)
    • CF10 Compliance Oversight (3 Apr 2012 to 8 Dec 2019)
    • CF1 Director (3 Apr 2012 to 8 Dec 2019)
    • CF28 Systems and controls (3 Apr 2012 to 13 Jan 2016)
    • CF11 Money Laundering Reporting (3 Apr 2012 to 30 Apr 2012)
  • Jolyon Frank Spry Grant-Dalton

    IRN JXG00394

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Aug 2021)
  • Joseph William Turnbull

    IRN JXT00788

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 May 2025)
  • Julian Angelo Paul Borg

    IRN JAB01496

    • CF30 Customer (12 Jun 2012 to 24 Aug 2012)
  • Karen Marie Goodrum

    IRN KMG01036

    • CF22 Investment Adviser (Trainee) (31 Jan 2005 to 9 Nov 2005)
  • Kate Elizabeth Walsh

    IRN KXW15484

    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Kelman Duncan Chambers

    IRN KDC00001

    • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
  • Kevin Gerald Paul Cassar

    IRN KGC01026

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 1 Aug 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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