Date authorised
1 August 2019
Companies House
11955121
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442038898080
  • Complaints Contact

    7th Floor
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442038898080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Norman Clark

    IRN CNC01032

    • Director of firm who is not a certification employee or a SMF manager (since 24 Apr 2020)
  • Derek Charles Grainger

    IRN DCG01035

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
  • John Anthony Lynch

    IRN JAL01092

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
  • John Geoffrey Cutts

    IRN JXC88616

    • Responsible for Insurance Distribution (since 16 Oct 2020)
    • SMF3 Executive Director (since 16 Oct 2020)
  • Michael James Leonard

    IRN MJL01218

    • Director of firm who is not a certification employee or a SMF manager (since 24 Apr 2020)
  • Peter David Scales

    IRN PDS01101

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Aug 2019 to 16 Oct 2020)
    • CF3 Chief Executive (1 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
  • Sharon Anne Jackson

    IRN SXJ00225

    • SMF3 Executive Director (since 29 Feb 2024)
  • Tessa Helen Mijatovic

    IRN THM01034

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.