Date authorised
1 February 2024
Companies House
10942687
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    64-72 Leadenhall Market
    London
    EC3V 1LT
    UNITED KINGDOM
    Phone
    +447957338946
  • Complaints Contact

    64-72 Leadenhall Market
    London
    EC3V 1LT
    UNITED KINGDOM
    Phone
    +447946604187

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Holt

    IRN CXH02118

    • SMF3 Executive Director (1 Feb 2024 to 31 May 2024)
    • SMF1 Chief Executive (1 Feb 2024 to 31 May 2024)
    • Responsible for Insurance Distribution (1 Feb 2024 to 31 May 2024)
  • Jeremy Mark Norton Smith

    IRN JXS04003

    • SMF3 Executive Director (since 20 Aug 2024)
  • Julian Geoffrey Wright Vero

    IRN JXV00200

    • SMF1 Chief Executive (since 22 Aug 2024)
    • Responsible for Insurance Distribution (since 22 Aug 2024)
    • SMF3 Executive Director (since 20 Aug 2024)
  • Matthew Gregory Dawes

    IRN MXD00851

    • [FCA CF] Significant management (since 30 Jan 2025)
    • [PRA CF] Key function holder (30 Jan 2025 to 31 Jan 2025)
  • Rupert Rowland Playfair Prichard

    IRN RRP01050

    • SMF9 Chair of the Governing Body (since 1 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.